How can I request a BrokerCheck Report?
You can request a BrokerCheck report from FINRA in any of the following ways:
- Visiting BrokerCheck at www.finra.org/brokercheck;
- Calling the BrokerCheck toll-free Hotline at (800) 289-9999;
- Submitting a request via U.S. mail or fax. The BrokerCheck mailing address and fax number are:
P.O. Box 9495
Gaithersburg, MD 20898-9495
Fax: (240) 386-4750