International Trading Desk
(630) 235-4089
U.S. Trading Desk
(630) 789-0607
Member NASD and SPIC · 100% Woman Owned Business (WBE/FBE) · Native American

BrokerCheck Report

How can I request a BrokerCheck Report?

You can request a BrokerCheck report from FINRA in any of the following ways:

  • Visiting BrokerCheck at www.finra.org/brokercheck;
  • Calling the BrokerCheck toll-free Hotline at (800) 289-9999;
  • Submitting a request via U.S. mail or fax. The BrokerCheck mailing address and fax number are:

FINRA BrokerCheck
P.O. Box 9495
Gaithersburg, MD 20898-9495
Fax: (240) 386-4750